4/A//SEC Filing
STRAUS MELVILLE 4/A
Accession 0000919574-13-001935
CIK 0001506492other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 5:04 PM ET
Size
9.2 KB
Accession
0000919574-13-001935
Insider Transaction Report
Form 4/AAmended
STRAUS ASSET MANAGEMENT, LLC
10% Owner
Transactions
- Sale
Common Stock
2013-01-07$6.19/sh−4,750$29,403→ 0 total(indirect: See footnote.) - Other
Common Stock
2013-01-01−253,102→ 4,750 total(indirect: See footnote.)
STRAUS MELVILLE
10% Owner
Transactions
- Sale
Common Stock
2013-01-07$6.19/sh−4,750$29,403→ 0 total(indirect: See footnote.) - Other
Common Stock
2013-01-01−253,102→ 4,750 total(indirect: See footnote.)
Footnotes (2)
- [F1]These securities are held in the accounts of several investment funds (collectively, the "Investment Vehicles") for which Straus Asset Management LLC ("SAM") serves as investment manager. Melville Straus is managing member of SAM. SAM and Mr. Straus may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of SAM's position as investment manager of the Investment Vehicles and Mr. Straus's status as managing member of SAM. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16.
- [F2]These securities were assumed by another private investment fund.
Documents
Issuer
Sunshine Heart, Inc.
CIK 0001506492
Entity typeother
Related Parties
1- filerCIK 0001542495
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 5:04 PM ET
- Size
- 9.2 KB