4//SEC Filing
FOURNIER ALAN 4
Accession 0000919574-13-002603
CIK 0000931584other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 5:45 PM ET
Size
15.2 KB
Accession
0000919574-13-002603
Insider Transaction Report
Form 4
FOURNIER ALAN
10% Owner
Transactions
- Purchase
Common Stock
2013-03-27$35.34/sh+2,900$102,486→ 425,512 total(indirect: See Footnote) - Purchase
Common Stock
2013-03-26$35.78/sh+2,400$85,872→ 695,350 total - Purchase
Common Stock
2013-03-27$35.34/sh+5,059$178,785→ 700,409 total - Purchase
Common Stock
2013-03-28$35.96/sh+100$3,596→ 700,509 total
Holdings
- 1,126,021(indirect: See Footnote)
Common Stock
BROADWAY GATE MASTER FUND, LTD.
10% Owner
Transactions
- Purchase
Common Stock
2013-03-26$35.78/sh+2,400$85,872→ 695,350 total - Purchase
Common Stock
2013-03-27$35.34/sh+2,900$102,486→ 425,512 total(indirect: See Footnote) - Purchase
Common Stock
2013-03-28$35.96/sh+100$3,596→ 700,509 total - Purchase
Common Stock
2013-03-27$35.34/sh+5,059$178,785→ 700,409 total
Holdings
- 1,126,021(indirect: See Footnote)
Common Stock
PENNANT CAPITAL MANAGEMENT LLC
10% Owner
Transactions
- Purchase
Common Stock
2013-03-27$35.34/sh+2,900$102,486→ 425,512 total(indirect: See Footnote) - Purchase
Common Stock
2013-03-26$35.78/sh+2,400$85,872→ 695,350 total - Purchase
Common Stock
2013-03-27$35.34/sh+5,059$178,785→ 700,409 total - Purchase
Common Stock
2013-03-28$35.96/sh+100$3,596→ 700,509 total
Holdings
- 1,126,021(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]These securities are directly owned by Broadway Gate Master Fund, Ltd. ("Broadway Gate"), which is a reporting person, and may be deemed beneficially owned by Pennant Capital Management, LLC ("Pennant") as investment manager of Broadway Gate. The reported securities may also be deemed beneficially owned by Alan Fournier as Managing Member of Pennant. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]These securities are directly owned by certain private investment vehicles managed by Pennant and may be deemed beneficially owned by Pennant as investment manager of such private investment vehicles. The reported securities may also be deemed beneficially owned by Alan Fournier as Managing Member of Pennant. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC
CIK 0000931584
Entity typeother
Related Parties
1- filerCIK 0001262236
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 5:45 PM ET
- Size
- 15.2 KB