|4Jul 10, 6:34 PM ET

OPTI INC 4

4 · OPTI INC · Filed Jul 10, 2013

Insider Transaction Report

Form 4
Period: 2013-07-08
OPTI INCOPTI.OB
Transactions
  • Purchase

    Common Stock

    2013-07-09$0.55/sh+1,000$5501,177,901 total
  • Purchase

    Common Stock

    2013-07-10$0.55/sh+6,590$3,6181,184,491 total
  • Purchase

    Common Stock

    2013-07-08$0.55/sh+1,500$8253,426,083 total
  • Purchase

    Common Stock

    2013-07-10$0.55/sh+19,770$10,8543,445,853 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    5,914,268
  • Common Stock

    (indirect: See Footnote)
    5,913,268
  • Common Stock

    (indirect: See Footnote)
    5,934,038
  • Common Stock

    (indirect: See Footnote)
    5,940,628
Footnotes (3)
  • [F1]These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
  • [F2]These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. SMC serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.
  • [F3]These securities are owned by SM Investors, L.P. ("SM Investors"), which is a reporting person. SMC serves as the general partner of SM Investors. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors by virtue of SMC's position as general partner of SM Investors and Mr. Muoio's status as the managing member of SMC.

Documents

1 file
  • 4
    p1397228.xmlPrimary

    OWNERSHIP DOCUMENT