4//SEC Filing
OPTI INC 4
Accession 0000919574-13-004134
CIK 0000899297operating
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 5:30 PM ET
Size
19.3 KB
Accession
0000919574-13-004134
Insider Transaction Report
Form 4
OPTI INCOPTI.OB
S. MUOIO & CO. LLC
10% Owner
Transactions
- Purchase
Common Stock
2013-07-15$0.53/sh+13,275$7,036→ 3,459,128 total - Purchase
Common Stock
2013-07-16$0.53/sh+1,000$530→ 3,460,128 total - Purchase
Common Stock
2013-07-17$0.51/sh+20,000$10,200→ 3,480,128 total - Purchase
Common Stock
2013-07-15$0.53/sh+4,425$2,345→ 1,188,916 total
Holdings
- 5,953,903(indirect: See Footnote)
Common Stock
- 5,958,328(indirect: See Footnote)
Common Stock
- 5,959,328(indirect: See Footnote)
Common Stock
- 5,979,328(indirect: See Footnote)
Common Stock
SALVATORE MUOIO
10% Owner
Transactions
- Purchase
Common Stock
2013-07-16$0.53/sh+1,000$530→ 3,460,128 total - Purchase
Common Stock
2013-07-15$0.53/sh+13,275$7,036→ 3,459,128 total - Purchase
Common Stock
2013-07-15$0.53/sh+4,425$2,345→ 1,188,916 total - Purchase
Common Stock
2013-07-17$0.51/sh+20,000$10,200→ 3,480,128 total
Holdings
- 5,953,903(indirect: See Footnote)
Common Stock
- 5,959,328(indirect: See Footnote)
Common Stock
- 5,958,328(indirect: See Footnote)
Common Stock
- 5,979,328(indirect: See Footnote)
Common Stock
SM Investors II, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2013-07-15$0.53/sh+4,425$2,345→ 1,188,916 total - Purchase
Common Stock
2013-07-17$0.51/sh+20,000$10,200→ 3,480,128 total - Purchase
Common Stock
2013-07-15$0.53/sh+13,275$7,036→ 3,459,128 total - Purchase
Common Stock
2013-07-16$0.53/sh+1,000$530→ 3,460,128 total
Holdings
- 5,953,903(indirect: See Footnote)
Common Stock
- 5,958,328(indirect: See Footnote)
Common Stock
- 5,959,328(indirect: See Footnote)
Common Stock
- 5,979,328(indirect: See Footnote)
Common Stock
SM Investors, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2013-07-15$0.53/sh+13,275$7,036→ 3,459,128 total - Purchase
Common Stock
2013-07-15$0.53/sh+4,425$2,345→ 1,188,916 total - Purchase
Common Stock
2013-07-16$0.53/sh+1,000$530→ 3,460,128 total - Purchase
Common Stock
2013-07-17$0.51/sh+20,000$10,200→ 3,480,128 total
Holdings
- 5,953,903(indirect: See Footnote)
Common Stock
- 5,958,328(indirect: See Footnote)
Common Stock
- 5,959,328(indirect: See Footnote)
Common Stock
- 5,979,328(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
- [F2]These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. SMC serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.
- [F3]These securities are owned by SM Investors, L.P. ("SM Investors"), which is a reporting person. SMC serves as the general partner of SM Investors. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors by virtue of SMC's position as general partner of SM Investors and Mr. Muoio's status as the managing member of SMC.
Documents
Issuer
OPTI INC
CIK 0000899297
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000899297
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 5:30 PM ET
- Size
- 19.3 KB