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4//SEC Filing

OPTI INC 4

Accession 0000919574-13-005395

CIK 0000899297operating
View on SEC.govCompany Profile

Filed

Aug 27, 8:00 PM ET

Accepted

Aug 28, 5:12 PM ET

Size

14.8 KB

Accession

0000919574-13-005395

Insider Transaction Report

Form 4
Period: 2013-08-22
OPTI INCOPTI.OB
S. MUOIO & CO. LLC
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-08-26$0.52/sh+4,500$2,329→ 3,490,878 total
  • Purchase

    Common Stock

    2013-08-27$0.54/sh+5,000$2,700→ 3,495,878 total
  • Purchase

    Common Stock

    2013-08-22$0.53/sh+1,000$530→ 3,486,378 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    5,995,078

  • Common Stock

    (indirect: See Footnote)
    5,985,578

  • Common Stock

    (indirect: See Footnote)
    5,990,078
SALVATORE MUOIO
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-08-27$0.54/sh+5,000$2,700→ 3,495,878 total
  • Purchase

    Common Stock

    2013-08-26$0.52/sh+4,500$2,329→ 3,490,878 total
  • Purchase

    Common Stock

    2013-08-22$0.53/sh+1,000$530→ 3,486,378 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    5,995,078

  • Common Stock

    (indirect: See Footnote)
    5,985,578

  • Common Stock

    (indirect: See Footnote)
    5,990,078
SM Investors II, L.P.
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-08-22$0.53/sh+1,000$530→ 3,486,378 total
  • Purchase

    Common Stock

    2013-08-26$0.52/sh+4,500$2,329→ 3,490,878 total
  • Purchase

    Common Stock

    2013-08-27$0.54/sh+5,000$2,700→ 3,495,878 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    5,990,078

  • Common Stock

    (indirect: See Footnote)
    5,985,578

  • Common Stock

    (indirect: See Footnote)
    5,995,078
Footnotes (2)
  • [F1]These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
  • [F2]These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. SMC serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.

Documents

1 file

Issuer

OPTI INC

CIK 0000899297

→
Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000899297

Filing Metadata

Form type
4
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 5:12 PM ET
Size
14.8 KB
View on SEC.gov