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4//SEC Filing

OPTI INC 4

Accession 0000919574-13-005607

CIK 0000899297operating
View on SEC.govCompany Profile

Filed

Sep 19, 8:00 PM ET

Accepted

Sep 20, 5:33 PM ET

Size

12.6 KB

Accession

0000919574-13-005607

Insider Transaction Report

Form 4
Period: 2013-09-18
OPTI INCOPTI.OB
SALVATORE MUOIO
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-09-18$0.53/sh+2,500$1,325→ 3,501,057 total
  • Purchase

    Common Stock

    2013-09-20$0.53/sh+100$53→ 3,501,157 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    6,000,257

  • Common Stock

    (indirect: See Footnote)
    6,000,357
SM Investors II, L.P.
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-09-20$0.53/sh+100$53→ 3,501,157 total
  • Purchase

    Common Stock

    2013-09-18$0.53/sh+2,500$1,325→ 3,501,057 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    6,000,357

  • Common Stock

    (indirect: See Footnote)
    6,000,257
S. MUOIO & CO. LLC
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-09-18$0.53/sh+2,500$1,325→ 3,501,057 total
  • Purchase

    Common Stock

    2013-09-20$0.53/sh+100$53→ 3,501,157 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    6,000,357

  • Common Stock

    (indirect: See Footnote)
    6,000,257
Footnotes (2)
  • [F1]These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
  • [F2]These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. SMC serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.

Documents

1 file

Issuer

OPTI INC

CIK 0000899297

→
Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000899297

Filing Metadata

Form type
4
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 5:33 PM ET
Size
12.6 KB
View on SEC.gov