OPTI INC 4
4 · OPTI INC · Filed Nov 4, 2013
Insider Transaction Report
Form 4
OPTI INCOPTI.OB
S. MUOIO & CO. LLC
10% Owner
Transactions
- Purchase
Common Stock
2013-10-30$0.53/sh+50,000$26,720→ 3,552,357 total
Holdings
- 6,051,557(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
- [F2]These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. SMC serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.