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4//SEC Filing

OPTI INC 4

Accession 0000919574-13-006096

CIK 0000899297operating

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 5:45 PM ET

Size

10.3 KB

Accession

0000919574-13-006096

Insider Transaction Report

Form 4
Period: 2013-10-30
OPTI INCOPTI.OB
Transactions
  • Purchase

    Common Stock

    2013-10-30$0.53/sh+50,000$26,7203,552,357 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    6,051,557
Transactions
  • Purchase

    Common Stock

    2013-10-30$0.53/sh+50,000$26,7203,552,357 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    6,051,557
Transactions
  • Purchase

    Common Stock

    2013-10-30$0.53/sh+50,000$26,7203,552,357 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    6,051,557
Footnotes (2)
  • [F1]These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
  • [F2]These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. SMC serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.

Issuer

OPTI INC

CIK 0000899297

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000899297

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 5:45 PM ET
Size
10.3 KB