Avantair, Inc 4
4 · Avantair, Inc · Filed Dec 17, 2013
Insider Transaction Report
Form 4
Avantair, IncAAIR
Hound Partners, LLC
10% Owner
Transactions
- Sale
Common Stock $.0001 par value per share
2013-12-13$0.00/sh−119,756$287→ 0 total(indirect: By LLC) - Sale
Common Stock $.0001 par value per share
2013-12-13$0.00/sh−692,263$1,661→ 368,421 total(indirect: By Hound Partners Offshore Fund, LP)
Footnotes (2)
- [F1]The securities are held in the account of Hound Partners Offshore Fund, LP and may be deemed to be beneficially owned by (a) Hound Performance, LLC, the general partner of Hound Partners Offshore Fund, LP; (b) Hound Partners, LLC, the investment manager of Hound Partners Offshore Fund, LP and (c) Jonathan Auerbach, the managing member of Hound Performance, LLC and Hound Partners, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his or its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The securities sold include securities that were previously held by Hound Partners, LP, a private fund that now invests through Hound Partners Offshore Fund, LP.
- [F2]The securities are held in a separately managed account managed by Hound Partners, LLC and may be deemed to be beneficially owned by (a) Hound Partners, LLC and (b) Jonathan Auerbach, the managing member of Hound Partners, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his or its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.