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4//SEC Filing

APPLIED MICRO CIRCUITS CORP 4

Accession 0000919574-16-014411

CIK 0000711065operating

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 12:00 PM ET

Size

6.4 KB

Accession

0000919574-16-014411

Insider Transaction Report

Form 4
Period: 2016-08-02
Transactions
  • Award

    Common Stock, $0.01 par value

    2016-08-02+15,836149,634 total
Holdings
  • Common Stock, $0.01 par value

    (indirect: See Footnote)
    7,913,000
Footnotes (2)
  • [F1]These shares are represented by a Restricted Stock Unit awarded to a member of the Board of Directors. All shares of the award will vest fully on the first anniversary of the grant date, subject to the Director's continued service on the Board through such date and the other terms and conditions of the 2011 Equity Incentive Plan, as amended.
  • [F2]The reported securities are directly owned by either Kingdom Ridge Capital Master Fund, Ltd., a corporation managed by Kingdom Ridge Capital, LLC or another private fund managed by Kingdom Ridge Capital, LLC. The reported securities may be deemed indirectly beneficially owned by Christopher Zepf as Managing Principal of Kingdom Ridge Capital, LLC. Christopher Zepf disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zepf is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Issuer

APPLIED MICRO CIRCUITS CORP

CIK 0000711065

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000711065

Filing Metadata

Form type
4
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 12:00 PM ET
Size
6.4 KB