4//SEC Filing
Sixth Berkshire Associates LLC 4
Accession 0000919574-18-002627
CIK 0001710155other
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 4:15 PM ET
Size
21.2 KB
Accession
0000919574-18-002627
Insider Transaction Report
Form 4
Berkshire Partners Holdings LLC
10% Owner
Transactions
- Sale
Common Stock
2018-03-19$31.68/sh−1,844,230$58,425,206→ 8,144,668 total(indirect: By Partnership) - Sale
Common Stock
2018-03-19$31.68/sh−23,961$759,084→ 105,819 total - Sale
Common Stock
2018-03-19$31.68/sh−9,760$309,197→ 43,103 total
Sixth Berkshire Associates LLC
10% Owner
Transactions
- Sale
Common Stock
2018-03-19$31.68/sh−23,961$759,084→ 105,819 total - Sale
Common Stock
2018-03-19$31.68/sh−9,760$309,197→ 43,103 total - Sale
Common Stock
2018-03-19$31.68/sh−1,844,230$58,425,206→ 8,144,668 total(indirect: By Partnership)
BERKSHIRE FUND VI LTD PARTNERSHIP
10% Owner
Transactions
- Sale
Common Stock
2018-03-19$31.68/sh−1,844,230$58,425,206→ 8,144,668 total(indirect: By Partnership) - Sale
Common Stock
2018-03-19$31.68/sh−23,961$759,084→ 105,819 total - Sale
Common Stock
2018-03-19$31.68/sh−9,760$309,197→ 43,103 total
BPSP, L.P.
10% Owner
Transactions
- Sale
Common Stock
2018-03-19$31.68/sh−23,961$759,084→ 105,819 total - Sale
Common Stock
2018-03-19$31.68/sh−9,760$309,197→ 43,103 total - Sale
Common Stock
2018-03-19$31.68/sh−1,844,230$58,425,206→ 8,144,668 total(indirect: By Partnership)
Berkshire Partners LLC
10% Owner
Transactions
- Sale
Common Stock
2018-03-19$31.68/sh−23,961$759,084→ 105,819 total - Sale
Common Stock
2018-03-19$31.68/sh−1,844,230$58,425,206→ 8,144,668 total(indirect: By Partnership) - Sale
Common Stock
2018-03-19$31.68/sh−9,760$309,197→ 43,103 total
BERKSHIRE INVESTORS LLC
10% Owner
Transactions
- Sale
Common Stock
2018-03-19$31.68/sh−1,844,230$58,425,206→ 8,144,668 total(indirect: By Partnership) - Sale
Common Stock
2018-03-19$31.68/sh−23,961$759,084→ 105,819 total - Sale
Common Stock
2018-03-19$31.68/sh−9,760$309,197→ 43,103 total
Berkshire Investors III LLC
10% Owner
Transactions
- Sale
Common Stock
2018-03-19$31.68/sh−23,961$759,084→ 105,819 total - Sale
Common Stock
2018-03-19$31.68/sh−1,844,230$58,425,206→ 8,144,668 total(indirect: By Partnership) - Sale
Common Stock
2018-03-19$31.68/sh−9,760$309,197→ 43,103 total
Footnotes (5)
- [F1]In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC and KKR Capital Markets LLC pursuant to an underwriting agreement and final prospectus, each dated March 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 1,844,230; 23,961 and 9,760 shares of Common Stock, respectively, at $31.68 per share. The Secondary Offering closed on March 19, 2018.
- [F2]Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F3]BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group.
- [F4]Represents shares held by Berkshire Investors.
- [F5]Represents shares held by Berkshire Investors III.
Documents
Issuer
National Vision Holdings, Inc.
CIK 0001710155
Entity typeother
Related Parties
1- filerCIK 0001376601
Filing Metadata
- Form type
- 4
- Filed
- Mar 20, 8:00 PM ET
- Accepted
- Mar 21, 4:15 PM ET
- Size
- 21.2 KB