4//SEC Filing
M. Kingdon Offshore Master Fund L.P. 4
Accession 0000919574-18-004082
CIK 0000008328other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 7:19 PM ET
Size
12.3 KB
Accession
0000919574-18-004082
Insider Transaction Report
Form 4
KINGDON CAPITAL MANAGEMENT, L.L.C.
10% Owner
Transactions
- Award
Option (Right to Buy)
2018-06-01+277,777→ 277,777 totalExercise: $0.11→ Common Stock (277,777 underlying)
M. Kingdon Offshore Master Fund L.P.
10% Owner
Transactions
- Award
Option (Right to Buy)
2018-06-01+277,777→ 277,777 totalExercise: $0.11→ Common Stock (277,777 underlying)
KINGDON MARK E
10% Owner
Transactions
- Award
Option (Right to Buy)
2018-06-01+277,777→ 277,777 totalExercise: $0.11→ Common Stock (277,777 underlying)
Kingdon GP, LLC
10% Owner
Transactions
- Award
Option (Right to Buy)
2018-06-01+277,777→ 277,777 totalExercise: $0.11→ Common Stock (277,777 underlying)
Footnotes (2)
- [F1]At the direction of Michael Pohly, a portfolio manager at Kingdon Capital Management, L.L.C. ("Kingdon Capital"), his compensation for service as a director of the issuer will be paid to M. Kingdon Offshore Master Fund, L.P. (the "Fund"). On June 1, 2018, under the issuer's 2017 Incentive Plan, the Fund was granted options to purchase an aggregate 277,777 shares of common stock. Options to purchase 69,444 shares of common stock vested immediately and options to purchase the remaining 208,333 shares of common stock vest on July 1, 2018.
- [F2]These securities are owned directly by the Fund and may be deemed to be indirectly beneficially owned by (i) Kingdon Capital, the investment adviser to the Fund, (ii) Kingdon GP, LLC, the general partner of the Fund, and (ii) Mark Kingdon, the managing member of Kingdon Capital and Kingdon GP, LLC.
Documents
Issuer
Applied Minerals, Inc.
CIK 0000008328
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001499251
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 7:19 PM ET
- Size
- 12.3 KB