COATUE PRIVATE FUND I LP 3
3 · Anaplan, Inc. · Filed Oct 11, 2018
Insider Transaction Report
Form 3
Anaplan, Inc.PLAN
COATUE PRIVATE FUND I LP
10% Owner
Holdings
- 2,954,998(indirect: See Footnote)
Common Stock, par value $0.0001 per share
Series D Convertible Preferred Stock
→ Common Stock, par value $0.0001 per share (3,865,889 underlying)- 1,123,752
Common Stock, par value $0.0001 per share
Series A Convertible Preferred Stock
→ Common Stock, par value $0.0001 per share (13,748 underlying)Series E Convertible Preferred Stock
→ Common Stock, par value $0.0001 per share (99,019 underlying)
Footnotes (3)
- [F1]The reported securities are held in the account of Coatue Private Fund I LP (the "Fund"), a private investment fund managed by Coatue Management, L.L.C. (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Coatue Hybrid GP I LLC (the "General Partner"), and by Philippe Laffont, managing member of the General Partner and who owns and controls the Investment Manager.
- [F2]The reported securities are held in the accounts of clients of the Investment Manager other than the Fund and may be deemed to be beneficially owned by the Investment Manager, as the investment manager to such clients, and Philippe Laffont who owns and controls the Investment Manager.
- [F3]The Series A, D and E convertible preferred stock is convertible into shares of the Issuer's Common Stock, par value $0.0001 per share ("Common Stock") on a 1-for-1 basis at any time at the holder's election and shall automatically convert into Common Stock immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.