4//SEC Filing
Harbert Discovery Fund, LP 4
Accession 0000919574-18-007146
CIK 0000892482other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 5:03 PM ET
Size
17.6 KB
Accession
0000919574-18-007146
Insider Transaction Report
Form 4
Qumu CorpQUMU
HARBERT FUND ADVISORS, INC.
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-11-08$2.44/sh+8,928$21,750→ 1,229,257 total - Purchase
Common Stock, $0.01 par value
2018-11-09$2.54/sh+38,265$97,243→ 1,267,522 total
Harbert Discovery Fund, LP
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-11-08$2.44/sh+8,928$21,750→ 1,229,257 total - Purchase
Common Stock, $0.01 par value
2018-11-09$2.54/sh+38,265$97,243→ 1,267,522 total
HARBERT DISCOVERY FUND GP, LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-11-08$2.44/sh+8,928$21,750→ 1,229,257 total - Purchase
Common Stock, $0.01 par value
2018-11-09$2.54/sh+38,265$97,243→ 1,267,522 total
HARBERT MANAGEMENT CORP
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-11-08$2.44/sh+8,928$21,750→ 1,229,257 total - Purchase
Common Stock, $0.01 par value
2018-11-09$2.54/sh+38,265$97,243→ 1,267,522 total
BRYANT JOHN F.
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-11-08$2.44/sh+8,928$21,750→ 1,229,257 total - Purchase
Common Stock, $0.01 par value
2018-11-09$2.54/sh+38,265$97,243→ 1,267,522 total
LUCAS KENAN
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-11-09$2.54/sh+38,265$97,243→ 1,267,522 total - Purchase
Common Stock, $0.01 par value
2018-11-08$2.44/sh+8,928$21,750→ 1,229,257 total
HARBERT RAYMOND J
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2018-11-09$2.54/sh+38,265$97,243→ 1,267,522 total - Purchase
Common Stock, $0.01 par value
2018-11-08$2.44/sh+8,928$21,750→ 1,229,257 total
Footnotes (1)
- [F1]The securities are held in the account of Harbert Discovery Fund, LP (the "Fund") and may be deemed to be beneficially owned by (i) Harbert Discovery Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (ii) Harbert Fund Advisors, Inc., the investment adviser to the Fund, (iii) Harbert Management Corporation ("HMC"), the managing member of the Fund GP, (iv) Jack Bryant, a director and co-portfolio manager of the Fund GP, (v) Kenan Lucas, a director and co-portfolio manager of the Fund GP and a director of the Issuer and (vi) Raymond Harbert, the controlling shareholder, Chairman and Chief Executive Officer of HMC.
Documents
Issuer
Qumu Corp
CIK 0000892482
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001626127
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 5:03 PM ET
- Size
- 17.6 KB