4/A//SEC Filing
SAMLYN CAPITAL, LLC 4/A
Accession 0000919574-19-000105
CIK 0000008328other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:21 PM ET
Size
22.3 KB
Accession
0000919574-19-000105
Insider Transaction Report
Form 4/AAmended
SAMLYN CAPITAL, LLC
10% Owner
Transactions
- Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+129,514→ 129,514 totalExercise: $0.12Exp: 2023-04-29→ COMMON STOCK (129,514 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+44,097→ 44,097 totalExercise: $0.12Exp: 2023-04-29→ COMMON STOCK (44,097 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+0→ 129,514 total(indirect: See Footnote)Exercise: $0.12Exp: 2023-04-29→ COMMON STOCK (0 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+0→ 44,097 total(indirect: See Footnote)Exercise: $0.12Exp: 2023-04-29→ COMMON STOCK (0 underlying)
Samlyn Partners, LLC
10% Owner
Transactions
- Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+0→ 44,097 total(indirect: See Footnote)Exercise: $0.12Exp: 2023-04-29→ COMMON STOCK (0 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+129,514→ 129,514 totalExercise: $0.12Exp: 2023-04-29→ COMMON STOCK (129,514 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+0→ 129,514 total(indirect: See Footnote)Exercise: $0.12Exp: 2023-04-29→ COMMON STOCK (0 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+44,097→ 44,097 totalExercise: $0.12Exp: 2023-04-29→ COMMON STOCK (44,097 underlying)
SAMLYN ONSHORE FUND, LP
10% Owner
Transactions
- Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+129,514→ 129,514 totalExercise: $0.12Exp: 2023-04-29→ COMMON STOCK (129,514 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+0→ 129,514 total(indirect: See Footnote)Exercise: $0.12Exp: 2023-04-29→ COMMON STOCK (0 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+0→ 44,097 total(indirect: See Footnote)Exercise: $0.12Exp: 2023-04-29→ COMMON STOCK (0 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+44,097→ 44,097 totalExercise: $0.12Exp: 2023-04-29→ COMMON STOCK (44,097 underlying)
POHLY ROBERT
10% Owner
Transactions
- Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+0→ 129,514 total(indirect: See Footnote)Exercise: $0.12Exp: 2023-04-29→ COMMON STOCK (0 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+44,097→ 44,097 totalExercise: $0.12Exp: 2023-04-29→ COMMON STOCK (44,097 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+129,514→ 129,514 totalExercise: $0.12Exp: 2023-04-29→ COMMON STOCK (129,514 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+0→ 44,097 total(indirect: See Footnote)Exercise: $0.12Exp: 2023-04-29→ COMMON STOCK (0 underlying)
Samlyn Offshore Master Fund, Ltd.
10% Owner
Transactions
- Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+129,514→ 129,514 totalExercise: $0.12Exp: 2023-04-29→ COMMON STOCK (129,514 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+0→ 129,514 total(indirect: See Footnote)Exercise: $0.12Exp: 2023-04-29→ COMMON STOCK (0 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+0→ 44,097 total(indirect: See Footnote)Exercise: $0.12Exp: 2023-04-29→ COMMON STOCK (0 underlying) - Award
STOCK OPTION (RIGHT TO PURCHASE COMMON STOCK)
2018-04-30+44,097→ 44,097 totalExercise: $0.12Exp: 2023-04-29→ COMMON STOCK (44,097 underlying)
Footnotes (6)
- [F1]This Form 4 amendment corrects the strike price and the number of shares subject to the stock option as a result of Applied Minerals, Inc. correcting and replacing the stock option originally issued on April 30, 2018.
- [F2]These stock options are currently exercisable.
- [F3]The reported securities are directly owned by Samlyn Offshore Master Fund, Ltd. ("Samlyn Offshore Master Fund").
- [F4]The reported securities are directly owned by Samlyn Offshore Master Fund, and may be deemed to be indirectly beneficially owned by Samlyn Capital, LLC ("Samlyn Capital"), as the investment manager of Samlyn Offshore Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Robert Pohly as the principal of Samlyn Capital and Director of Samlyn Offshore Master Fund. Samlyn Capital and Robert Pohly disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
- [F5]The reported securities are directly owned by Samlyn Onshore Fund, LP ("Samlyn Onshore Fund").
- [F6]The reported securities are directly owned by Samlyn Onshore Fund, and may be deemed to be indirectly beneficially owned by (i) Samlyn Capital, as the investment manager of Samlyn Onshore Fund, and (ii) Samlyn Partners, LLC ("Samlyn Partners"), as the general partner of Samlyn Onshore Fund. The reported securities may also be deemed to be indirectly beneficially owned by Robert Pohly as the principal of Samlyn Capital and Managing Member of Samlyn Partners. Samlyn Capital, Samlyn Partners and Robert Pohly disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Documents
Issuer
Applied Minerals, Inc.
CIK 0000008328
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001421097
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 5:21 PM ET
- Size
- 22.3 KB