4//SEC Filing
PEELER D RANDOLPH 4
Accession 0000919574-19-002210
CIK 0001710155other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 4:32 PM ET
Size
15.8 KB
Accession
0000919574-19-002210
Insider Transaction Report
Form 4
PEELER D RANDOLPH
Director10% Owner
Transactions
- Other
Common Stock
2019-03-05−2,101,264→ 0 total(indirect: By Partnership) - Other
Common Stock
2019-03-05+42,538→ 42,538 total - Other
Common Stock
2019-03-05−27,300→ 0 total(indirect: By LLC) - Other
Common Stock
2019-03-05+216→ 42,754 total - Other
Common Stock
2019-03-05−11,121→ 0 total(indirect: By LLC) - Other
Common Stock
2019-03-05+113→ 42,867 total
Footnotes (5)
- [F1]Represents common stock, par value $0.01 per share (the "Common Stock") of the Issuer distributed by the Berkshire Entities (as defined below) to certain of their limited partners and members. The Reporting Person disclaims beneficial ownership in the reported securities except to the extent of his pecuniary interest, if any, therein.
- [F2]Represents Common Stock received as part of the distribution by the Berkshire Entities referred to in note (1) above.
- [F3]Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. The Reporting Person served as managing member of each of BPH, BPSP, Berkshire Partners and 6BA. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Fund VI. The Reporting Person disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F4]Represents shares held by Berkshire Investors LLC ("Berkshire Investors"). The Reporting Person served as managing member of Berkshire Investors. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F5]Represents shares held by Berkshire Investors III LLC ("Berkshire Investors III," and collectively with Fund VI and Berkshire Investors, the "Berkshire Entities"). The Reporting Person served as managing member of Berkshire Investors III. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors III. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors III, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
National Vision Holdings, Inc.
CIK 0001710155
Entity typeother
Related Parties
1- filerCIK 0001225729
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 4:32 PM ET
- Size
- 15.8 KB