4//SEC Filing
Harbert Discovery Fund, LP 4
Accession 0000919574-19-006850
CIK 0000892482other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 6:21 PM ET
Size
16.6 KB
Accession
0000919574-19-006850
Insider Transaction Report
Form 4
Qumu CorpQUMU
Harbert Discovery Fund, LP
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2019-11-07$2.50/sh+100,000$250,000→ 1,392,522 total
HARBERT FUND ADVISORS, INC.
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2019-11-07$2.50/sh+100,000$250,000→ 1,392,522 total
HARBERT MANAGEMENT CORP
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2019-11-07$2.50/sh+100,000$250,000→ 1,392,522 total
HARBERT RAYMOND J
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2019-11-07$2.50/sh+100,000$250,000→ 1,392,522 total
HARBERT DISCOVERY FUND GP, LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2019-11-07$2.50/sh+100,000$250,000→ 1,392,522 total
LUCAS KENAN
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2019-11-07$2.50/sh+100,000$250,000→ 1,392,522 total
BRYANT JOHN F.
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2019-11-07$2.50/sh+100,000$250,000→ 1,392,522 total
Footnotes (2)
- [F1]The amount of securities beneficially owned following reported transactions (the "Reported Shares") includes 25,000 shares of common stock received by Kenan Lucas in lieu of a portion of his annual board compensation. These 25,000 shares were assigned to Harbert Fund Advisors, Inc. ("HFA"), and are held in an affiliated brokerage account for the benefit of the investors of Harbert Discovery Fund, LP (the "Fund").
- [F2]The Reported Shares (other than the 25,000 shares referenced in footnote (1)) are held in the account of the Fund and may be deemed to be beneficially owned by (i) Harbert Discovery Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (ii) HFA, the investment adviser to the Fund, (iii) Harbert Management Corporation ("HMC"), the managing member of the Fund GP, (iv) Jack Bryant, a senior advisor to the Fund, and a Vice President and Senior Managing Director of HMC, (v) Kenan Lucas, the managing director and portfolio manager of the Fund GP and a director of the Issuer and (vi) Raymond Harbert, the controlling shareholder, Chairman and Chief Executive Officer of HMC.
Documents
Issuer
Qumu Corp
CIK 0000892482
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001626127
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 6:21 PM ET
- Size
- 16.6 KB