3//SEC Filing
Whitebox Multi-Strategy Partners LP 3
Accession 0000919574-20-002664
CIK 0000018172other
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 9:19 PM ET
Size
6.6 KB
Accession
0000919574-20-002664
Insider Transaction Report
Form 3
Whitebox Multi-Strategy Partners LP
10% Owner
Holdings
- 10,613,180
Common Stock
3%/5% Convertible Sr. Secured PIK Toggle Notes due 2024
→ Common Stock (30,987,909 underlying)
Footnotes (3)
- [F1]The Issuer's 3.00% / 5.00% Convertible Senior Secured PIK Toggle Notes due 2024 (the "Convertible Notes") are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date for the Convertible Notes.
- [F2]The number of shares assumes that the Convertible Notes are converted at a rate of 2.1939631 shares of common stock, par value $0.01 per share ("Common Stock") per $1.00 principal amount of Convertible Notes. However, upon conversion of the Convertible Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock in amounts determined in accordance with the indenture for the Convertible Notes and therefore there can be no certainty that the Convertible Notes could be converted into the number of shares provided in column 3.
- [F3]The Reporting Person does not acknowledge that the Convertible Notes are derivative securities for purposes of Section 16 of the Securities Exchange Act of 1934.
Documents
Issuer
A. M. Castle & Co.
CIK 0000018172
Entity typeother
IncorporatedVirgin Islands, British
Related Parties
1- filerCIK 0001452149
Filing Metadata
- Form type
- 3
- Filed
- Mar 30, 8:00 PM ET
- Accepted
- Mar 31, 9:19 PM ET
- Size
- 6.6 KB