4//SEC Filing
GHL Investments Ltd 4
Accession 0000919574-20-003763
CIK 0001781870other
Filed
May 18, 8:00 PM ET
Accepted
May 19, 8:39 AM ET
Size
11.6 KB
Accession
0000919574-20-003763
Insider Transaction Report
Form 4
GREENWICH HOLDINGS LTD.
10% OwnerOther
Transactions
- Purchase
Units of LLC Interest
2020-05-05$10.00/sh+1,400,000$14,000,000→ 4,200,000 total
Holdings
- 4,200,000(indirect: See footnotes)
Units of LLC Interest
GHL Investments Ltd
10% OwnerOther
Transactions
- Purchase
Units of LLC Interest
2020-05-05$10.00/sh+1,400,000$14,000,000→ 4,200,000 total
Holdings
- 4,200,000(indirect: See footnotes)
Units of LLC Interest
C.K. Ltd
10% OwnerOther
Transactions
- Purchase
Units of LLC Interest
2020-05-05$10.00/sh+1,400,000$14,000,000→ 4,200,000 total
Holdings
- 4,200,000(indirect: See footnotes)
Units of LLC Interest
Fredriksen John
10% OwnerOther
Transactions
- Purchase
Units of LLC Interest
2020-05-05$10.00/sh+1,400,000$14,000,000→ 4,200,000 total
Holdings
- 4,200,000(indirect: See footnotes)
Units of LLC Interest
Footnotes (2)
- [F1]The reported securities are directly owned by GHL Investments Limited, a Cyprus company ("GHL Investments"), a wholly-owned subsidiary of Greenwich Holdings Limited, a Cyprus company ("Greenwich Holdings"). C.K Limited, a Jersey Company, is the trustee of trusts (the "Trusts") established by John Fredriksen ("Mr. Fredriksen") for the benefit of his immediate family members, which Trusts indirectly hold all of the shares of GHL Investments and Greenwich Holdings. Greenwich Holdings, C.K. Limited and John Fredriksen may be deemed to beneficially own the Units of LLC Interest that are held by GHL Investments.
- [F2]Mr. Fredriksen disclaims beneficial ownership of any Units of LLC Interest beneficially owned by GHL Investments and Greenwich Holdings, except to the extent of his voting and dispositive interests in such Units of LLC Interest. Mr. Fredriksen has no pecuniary interest in the Units of LLC Interest beneficially owned by GHL Investments and this report shall not be deemed an admission of beneficial ownership of the reported Units of LLC Interest by Mr. Fredriksen for purposes of Section 16 or for any other purpose.
Documents
Issuer
New Mountain Guardian III BDC, L.L.C.
CIK 0001781870
Entity typeother
IncorporatedCyprus
Related Parties
1- filerCIK 0001788305
Filing Metadata
- Form type
- 4
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 8:39 AM ET
- Size
- 11.6 KB