GHL Investments Ltd 4
4 · New Mountain Guardian III BDC, L.L.C. · Filed May 19, 2020
Insider Transaction Report
Form 4
GHL Investments Ltd
10% OwnerOther
Transactions
- Purchase
Units of LLC Interest
2020-05-05$10.00/sh+1,400,000$14,000,000→ 4,200,000 total
Holdings
- 4,200,000(indirect: See footnotes)
Units of LLC Interest
Footnotes (2)
- [F1]The reported securities are directly owned by GHL Investments Limited, a Cyprus company ("GHL Investments"), a wholly-owned subsidiary of Greenwich Holdings Limited, a Cyprus company ("Greenwich Holdings"). C.K Limited, a Jersey Company, is the trustee of trusts (the "Trusts") established by John Fredriksen ("Mr. Fredriksen") for the benefit of his immediate family members, which Trusts indirectly hold all of the shares of GHL Investments and Greenwich Holdings. Greenwich Holdings, C.K. Limited and John Fredriksen may be deemed to beneficially own the Units of LLC Interest that are held by GHL Investments.
- [F2]Mr. Fredriksen disclaims beneficial ownership of any Units of LLC Interest beneficially owned by GHL Investments and Greenwich Holdings, except to the extent of his voting and dispositive interests in such Units of LLC Interest. Mr. Fredriksen has no pecuniary interest in the Units of LLC Interest beneficially owned by GHL Investments and this report shall not be deemed an admission of beneficial ownership of the reported Units of LLC Interest by Mr. Fredriksen for purposes of Section 16 or for any other purpose.