Lowell Farms Inc.·4

Oct 18, 2:48 PM ET

Heyman Gregory Parker 4

4 · Lowell Farms Inc. · Filed Oct 18, 2021

Insider Transaction Report

Form 4
Period: 2021-09-28
Transactions
  • Purchase

    Subordinate Voting Shares

    2021-09-28$1.11/sh+50,000$55,50050,000 total
Holdings
  • Subordinate Voting Shares

    (indirect: see footnote)
    34,827,140
Footnotes (2)
  • [F1]This constitutes the weighted average purchase price of the reported security (the "Shares"). The prices range from $1.08 to $1.13. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of Shares purchased at each separate price.
  • [F2]The Hacienda Company ("THC") and Beehouse Partners are the record holders of the reported Shares. Beehouse, LLC is the investment manager of two funds that collectively own a majority interest in THC, and is also the investment manager of Beehouse Partners. Gregory P. Heyman is the sole and managing member of Beehouse Manager, LLC, which is the manager of Beehouse, LLC. The Reporting Person disclaims beneficial ownership of the reported Shares except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    ownership.xmlPrimary