Marlin Fund, Limited Partnership 3
3 · Venus Concept Inc. · Filed Nov 28, 2022
Insider Transaction Report
Form 3
Masters Michael Willingham
10% Owner
Holdings
- 168,502(indirect: By Partnership)
Common Stock, $0.0001 par value per share
- 2,535,198(indirect: By Partnership)
Common Stock, $0.0001 par value per share
- 289,899(indirect: By Marlin Master Fund Offshore II, LP)
Common Stock, $0.0001 par value per share
- 1,885,401(indirect: By Partnership)
Common Stock, $0.0001 par value per share
- 21,000(indirect: By LLC)
Common Stock, $0.0001 par value per share
- 4,599,173(indirect: By MSS VC SPV LP)
Common Stock, $0.0001 par value per share
- (indirect: By Partnership)
Voting Convertible Preferred Stock
→ Common Stock, $0.0001 par value per share (4,960,000 underlying)
Footnotes (7)
- [F1]These securities are held in the account of Marlin Fund, Limited Partnership, a private fund managed by Masters Capital Management, LLC ("MCM"). These securities may be deemed to be beneficially owned by MCM by virtue of its role as the general partner of Marlin Fund, Limited Partnership, and Michael Masters by virtue of his role as the controlling founder and managing member of MCM.
- [F2]These securities are held in the account of Marlin Fund II, Limited Partnership, a private fund managed by MCM. These securities may be deemed to be beneficially owned by MCM by virtue of its role as the general partner of Marlin Fund II, Limited Partnership, and Michael Masters by virtue of his role as the controlling founder and managing member of MCM.
- [F3]These securities are held in the account of Marlin Fund III, Limited Partnership, a private fund managed by MCM. These securities may be deemed to be beneficially owned by MCM by virtue of its role as the general partner of Marlin Fund III, Limited Partnership, and Michael Masters by virtue of his role as the controlling founder and managing member of MCM.
- [F4]These securities are held in the account of Marlin Master Fund Offshore II, LP, a private fund managed by MCM. These securities may be deemed to be beneficially owned by MCM by virtue of its role as the general partner of Marlin Master Fund Offshore II, LP, and Michael Masters by virtue of his role as the controlling founder and managing member of MCM.
- [F5]These securities are held in the accounts of other clients advised by MCM. These securities may be deemed to be beneficially owned by MCM by virtue of its role as advisor to such accounts, and Michael Masters by virtue of his role as the controlling founder and managing member of MCM.
- [F6]These securities are held in the account of MSS VC SPV LP, a private fund managed by Masters Special Situations, LLC ("MSS"). These securities may be deemed to be beneficially owned by MSS by virtue of its role as the investment manager of such private fund and as managing member of MSS VC SPV GP, LLC, the general partner of such private fund, and Michael Masters by virtue of his role as the controlling founder of MSS.
- [F7]Each share of voting convertible preferred stock, par value $0.0001 per share ("Voting Convertible Preferred Stock"), is convertible into shares of the Issuer's Common Stock, $0.0001 par value per share on a 1-for-10 basis at any time at the holder's election. The shares have no expiration date.