Hacienda Company, LLC 4
4 · Lowell Farms Inc. · Filed Apr 22, 2024
Insider Transaction Report
Form 4
Lowell Farms Inc.LOWLF
Hacienda Company, LLC
10% Owner
Transactions
- Sale
Subordinate Voting Shares
2024-04-01$0.13/sh−10,500$1,360→ 942,404 total - Sale
Subordinate Voting Shares
2024-04-05$0.12/sh−16,500$2,020→ 870,904 total - Sale
Subordinate Voting Shares
2024-04-08$0.14/sh−197,000$26,950→ 673,904 total - Sale
Subordinate Voting Shares
2024-02-27$0.16/sh−26,840$4,294→ 1,029,193 total - Sale
Subordinate Voting Shares
2024-02-28$0.16/sh−15,000$2,411→ 1,014,193 total - Sale
Subordinate Voting Shares
2024-03-28$0.13/sh−61,289$7,759→ 952,904 total - Sale
Subordinate Voting Shares
2024-04-03$0.13/sh−55,000$6,892→ 887,404 total
Holdings
- 45,287
Subordinate Voting Shares
Footnotes (9)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.15 to $0.18. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]In August 2023, the Issuer effected a reverse stock split consolidating all of its shares on the basis of one post-consolidation share for every ten pre-consolidation shares, effective August 31, 2023.
- [F3]The Hacienda Company, LLC ("THC") is the record holder of the reported shares. Ms. Ross is the manager of THC. Each of Ms. Ross and THC disclaims beneficial ownership of the reported shares except to the extent of her or its pecuniary interest therein.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.16 to $0.18. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.125 to $0.1511. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.12 to $0.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.12 to $0.124. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $0.127 to $0.14. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]The reported shares are directly owned by Ms. Ross in her personal capacity.