4//SEC Filing
HEARTLAND FINANCIAL USA INC 4
Accession 0000920112-17-000006
CIK 0000920112operating
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:38 PM ET
Size
16.1 KB
Accession
0000920112-17-000006
Insider Transaction Report
Form 4
Murtha Mark G
EVP HR and Org Development
Transactions
- Award
Common Stock
2016-12-15$47.00/sh+3$141→ 4,235 total
Holdings
2015 Time-Based Restricted Stock
→ Common Stock (1,375 underlying)2016 Time-Based Restricted Stock
→ Common Stock (1,111 underlying)2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (589 underlying)2015 Performance Based Restricted Stock
→ Common Stock (963 underlying)2014 Performance Based Restricted Stock
→ Common Stock (1,231 underlying)2014 Time-Based Restricted Stock
→ Common Stock (1,375 underlying)2013 Time-Based Restricted Stock
→ Common Stock (1,000 underlying)2016 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,178 underlying)- 4,232
Common Stock
Footnotes (10)
- [F1]Shares were received as an Employee Service Award
- [F10]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F3]These restricted stock units will vest on 1/18/2017 per employment agreement terms.
- [F4]These restricted stock units vest on 1-18-2017 if certain performance measures are achieved by the Issuer.
- [F5]Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
- [F6]These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
- [F7]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
- [F8]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
- [F9]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000920112
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 4:38 PM ET
- Size
- 16.1 KB