4//SEC Filing
HEARTLAND FINANCIAL USA INC 4
Accession 0000920112-17-000033
CIK 0000920112operating
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 4:58 PM ET
Size
22.8 KB
Accession
0000920112-17-000033
Insider Transaction Report
Form 4
Murtha Mark G
EVP HR and Org Development
Transactions
- Tax Payment
2014 Performance Based Restricted Stock
2017-01-18−1,231→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2017-01-18$46.40/sh+613$28,443→ 4,848 total - Exercise/Conversion
Common Stock
2017-01-18$46.40/sh+755$35,032→ 5,603 total - Tax Payment
2013 Time-Based Restricted Stock
2017-01-18−1,000→ Common Stock (0 underlying)
Holdings
2014 Performance Based Restricted Stock
→ Common Stock (1,231 underlying)2014 Time-Based Restricted Stock
→ Common Stock (1,375 underlying)2016 Time-Based Restricted Stock
→ Common Stock (1,111 underlying)- 4,235
Common Stock
2013 Time-Based Restricted Stock
→ Common Stock (1,000 underlying)2015 Performance Based Restricted Stock
→ Common Stock (963 underlying)2015 Time-Based Restricted Stock
→ Common Stock (1,375 underlying)2016 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,236 underlying)2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (589 underlying)2017 Time-Based Restricted Stock
→ Common Stock (770 underlying)
Footnotes (11)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F10]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
- [F11]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
- [F2]These restricted stock units will vest on 1/18/2017 per employment agreement terms.
- [F3]These restricted stock units vest on 1-18-2017 if certain performance measures are achieved by the Issuer.
- [F4]Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
- [F5]These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
- [F6]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
- [F7]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
- [F8]Reflects the addition of 58 shares earned in 2016 based on exceeding target performance metrics.
- [F9]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000920112
Filing Metadata
- Form type
- 4
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 4:58 PM ET
- Size
- 22.8 KB