4//SEC Filing
HEARTLAND FINANCIAL USA INC 4
Accession 0000920112-17-000043
CIK 0000920112operating
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 5:01 PM ET
Size
13.4 KB
Accession
0000920112-17-000043
Insider Transaction Report
Form 4
Johnson Kelly J
EVP,Private Client Services Sr
Transactions
- Award
Common Stock
2016-12-30$31.68/sh+789$24,996→ 3,731 total
Holdings
2015 Time-Based Restricted Stock
→ Common Stock (1,500 underlying)- 2,942
Common Stock
2016 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,531 underlying)2017 Time-Based Restricted Stock
→ Common Stock (936 underlying)2015 Performance Based Restricted Stock
→ Common Stock (1,050 underlying)2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (729 underlying)2016 Time-Based Restricted Stock
→ Common Stock (1,376 underlying)
Footnotes (8)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F2]These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
- [F3]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
- [F4]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
- [F5]Reflects the addition of 72 shares earned in 2016 based on exceeding target performance metrics.
- [F6]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
- [F7]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
- [F8]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000920112
Filing Metadata
- Form type
- 4
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 5:01 PM ET
- Size
- 13.4 KB