4//SEC Filing
HEARTLAND FINANCIAL USA INC 4
Accession 0000920112-17-000064
CIK 0000920112operating
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 5:29 PM ET
Size
15.2 KB
Accession
0000920112-17-000064
Insider Transaction Report
Form 4
Johnson Kelly J
EVP,Private Client Services Sr
Transactions
- Exercise/Conversion
Common Stock
2017-01-19$46.25/sh+281$12,996→ 4,012 total - Tax Payment
2016 Time-Based Restricted Stock
2017-01-19−459→ Common Stock (917 underlying)
Holdings
2015 Performance Based Restricted Stock
→ Common Stock (1,050 underlying)2016 Time-Based Restricted Stock
→ Common Stock (1,376 underlying)2017 Time-Based Restricted Stock
→ Common Stock (936 underlying)2015 Time-Based Restricted Stock
→ Common Stock (1,500 underlying)2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (729 underlying)- 3,731
Common Stock
2016 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,531 underlying)
Footnotes (7)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F2]These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
- [F3]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
- [F4]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
- [F5]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
- [F6]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
- [F7]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000920112
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 5:29 PM ET
- Size
- 15.2 KB