HEARTLAND FINANCIAL USA INC 4

4 · HEARTLAND FINANCIAL USA INC · Filed Jan 23, 2017

Form 4

Period: 2017-01-19

EVP HR and Org Development

Transactions

Tax Payment
2016 Time-Based Restricted Stock
2017-01-19−370
→ Common Stock (741 underlying)
Exercise/Conversion
Common Stock
2017-01-19$46.25/sh+230$10,638→ 5,833 total

Holdings

2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (589 underlying)
2017 Time-Based Restricted Stock
→ Common Stock (770 underlying)
Common Stock
5,603
2014 Time-Based Restricted Stock
→ Common Stock (1,375 underlying)
2015 Performance Based Restricted Stock
→ Common Stock (963 underlying)
2015 Time-Based Restricted Stock
→ Common Stock (1,375 underlying)
2016 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,236 underlying)
2016 Time-Based Restricted Stock
→ Common Stock (1,111 underlying)

Footnotes (8)

[F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F2]Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
[F3]These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
[F4]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
[F5]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
[F6]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
[F7]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
[F8]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.

Documents

1 file