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4//SEC Filing

HEARTLAND FINANCIAL USA INC 4

Accession 0000920112-17-000105

CIK 0000920112operating
View on SEC.govCompany Profile

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 5:23 PM ET

Size

27.7 KB

Accession

0000920112-17-000105

Insider Transaction Report

Form 4
Period: 2017-03-01
HEARTLAND FINANCIAL USA INCHTLF
Murtha Mark G
EVP HR and Org Development
Transactions
  • Other

    2015 Performance Based Restricted Stock

    2017-03-01−963
    → Common Stock (0 underlying)
  • Other

    2016 Performance Based Restricted Stock (3-year performance)

    2017-03-01−589
    → Common Stock (0 underlying)
  • Other

    2014 Time-Based Restricted Stock

    2017-03-01−1,375
    → Common Stock (0 underlying)
  • Other

    2015 Time-Based Restricted Stock

    2017-03-01−1,375
    → Common Stock (0 underlying)
  • Other

    2016 Performance Based Restricted Stock (1-year performance)

    2017-03-01−1,236
    → Common Stock (0 underlying)
  • Other

    2016 Time-Based Restricted Stock

    2017-03-01−741
    → Common Stock (0 underlying)
  • Other

    2017 Time-Based Restricted Stock

    2017-03-01−770
    → Common Stock (0 underlying)
Holdings

  • Common Stock

    5,833

  • 2017 Time-Based Restricted Stock

    → Common Stock (770 underlying)

  • 2015 Performance Based Restricted Stock

    → Common Stock (963 underlying)

  • 2016 Performance Based Restricted Stock (1-year performance)

    → Common Stock (1,236 underlying)

  • 2014 Time-Based Restricted Stock

    → Common Stock (1,375 underlying)

  • 2015 Time-Based Restricted Stock

    → Common Stock (1,375 underlying)

  • 2016 Performance Based Restricted Stock (3-year performance)

    → Common Stock (589 underlying)

  • 2016 Time-Based Restricted Stock

    → Common Stock (741 underlying)
    741
Footnotes (9)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  • [F2]Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
  • [F3]Forfeiture of Restricted Stock Units upon termination of employment
  • [F4]These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
  • [F5]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
  • [F6]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
  • [F7]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
  • [F8]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
  • [F9]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.

Documents

1 file

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000920112

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:23 PM ET
Size
27.7 KB
View on SEC.gov