4//SEC Filing
HEARTLAND FINANCIAL USA INC 4
Accession 0000920112-17-000142
CIK 0000920112operating
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 5:19 PM ET
Size
20.9 KB
Accession
0000920112-17-000142
Insider Transaction Report
Form 4
WALTER FRANK E
EVP Commercial Banking
Transactions
- Exercise/Conversion
Common Stock
2017-03-11$50.20/sh+304$15,261→ 16,102 total - Tax Payment
2014 Time-Based Restricted Stock
2017-03-11−442→ Common Stock (883 underlying)
Holdings
2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (575 underlying)2015 Time-Based Restricted Stock
→ Common Stock (1,325 underlying)2014 Time-Based Restricted Stock
→ Common Stock (1,325 underlying)- 15,798
Common Stock
2017 Time-Based Restricted Stock
→ Common Stock (775 underlying)2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (387 underlying)2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (775 underlying)2016 Time-Based Restricted Stock
→ Common Stock (723 underlying)2016 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,207 underlying)2015 Performance Based Restricted Stock
→ Common Stock (928 underlying)2013 Time-Based Restricted Stock
→ Common Stock (490 underlying)
Footnotes (12)
- [F1]Of these shares 9,558 shares are held in Jt. Ten.
- [F10]These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
- [F11]Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
- [F12]Of these restricted stock units, 1/3 vest on 1-22-2016, 1/3 vest on 1-22-2017, and 1/3 vest on 1-22-2018.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F3]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
- [F4]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F5]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
- [F6]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
- [F7]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
- [F8]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
- [F9]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000920112
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 5:19 PM ET
- Size
- 20.9 KB