HEARTLAND FINANCIAL USA INC 4
4 · HEARTLAND FINANCIAL USA INC · Filed May 18, 2017
Insider Transaction Report
Form 4
COX JOHN W JR
Director
Transactions
- Exercise/Conversion
Common Stock
2017-05-17$45.20/sh+1,295$58,534→ 7,733.622 total - Award
2017 Director Restricted Stock Unit
2017-05-17+910→ 0 total→ Common Stock (910 underlying) - Tax Payment
2016 Director Restricted Stock Unit
2017-05-17−1,295→ Common Stock (175 underlying)
Holdings
- 6,438.622
Common Stock
- 0(indirect: Conrol Shareholder)
Common Stock
- 0
2017 Director Restricted Stock Unit
→ Common Stock (0 underlying) - 20,910.979(indirect: Control Shareholder)
Common Stock
2016 Director Restricted Stock Unit
→ Common Stock (1,470 underlying)
Footnotes (5)
- [F1]These shares participate in a Dividend Reinvestment Plan.
- [F2]These shares are held by John W. Cox Jr. Inc. Reporting person is managing, controlling shareholder.
- [F3]These shares are held by McJoyce, Inc. Reporting person is managing, controlling shareholder.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F5]These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.