4//SEC Filing
HORSTMANN DOUGLAS J 4
Accession 0000920112-17-000277
CIK 0000920112other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 9:08 AM ET
Size
12.2 KB
Accession
0000920112-17-000277
Insider Transaction Report
Form 4
HORSTMANN DOUGLAS J
SVP, Lending
Transactions
- Disposition to Issuer
Common Stock
2017-11-29$50.34/sh−2,000$100,680→ 8,720 total(indirect: By 401(k))
Holdings
2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (566 underlying)2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,133 underlying)- 25,000(indirect: By Trust)
Common Stock
- 10,720(indirect: By 401(k))
Common Stock
- 27,000(indirect: By Trust)
Common Stock
- 70,676(indirect: By Trust)
Common Stock
- 0
2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (758 underlying)
Footnotes (8)
- [F1]These shares are held by Doulgas J Horstmann Trust under agreement dated 8/13/2011 FBO Douglas J Horstmann Declaration of Trust
- [F2]These shares are held by Douglas J Horstmann Declaration of Trust under agreement dated 8/13/2011, Douglas J Horstmann, Trustee
- [F3]These shares are held by Karen M Horstmann Declaration of Trust dated 8/13/2011, Karen M Horstmann, Trustee
- [F4]Based on a plan statement dated August 2016
- [F5]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F6]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
- [F7]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
- [F8]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001184326
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 9:08 AM ET
- Size
- 12.2 KB