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4//SEC Filing

WALTER FRANK E 4

Accession 0000920112-18-000019

CIK 0000920112other
View on SEC.govCompany Profile

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 11:49 AM ET

Size

22.6 KB

Accession

0000920112-18-000019

Insider Transaction Report

Form 4
Period: 2018-01-18
HEARTLAND FINANCIAL USA INCHTLF
WALTER FRANK E
EVP Commercial Banking
Transactions
  • Exercise/Conversion

    Common Stock

    2018-01-18$54.85/sh+606$33,239→ 17,232 total
  • Tax Payment

    2015 Performance Based Restricted Stock

    2018-01-18$54.85/sh−928$50,901
    → Common Stock (0 underlying)
  • Award

    Common Stock

    2018-01-18$47.70/sh+524$24,995→ 16,626 total
Holdings

  • 2017 Performance Based Restricted Stock (3-year performance)

    → Common Stock (387 underlying)

  • 2016 Time-Based Restricted Stock

    → Common Stock (723 underlying)

  • 2016 Performance Based Restricted Stock (1-year performance)

    → Common Stock (1,207 underlying)

  • 2015 Performance Based Restricted Stock

    → Common Stock (928 underlying)

  • Common Stock

    16,102

  • 2017 Time-Based Restricted Stock

    → Common Stock (775 underlying)

  • 2017 Performance Based Restricted Stock (1-year performance)

    → Common Stock (473 underlying)

  • 2016 Performance Based Restricted Stock (3-year performance)

    → Common Stock (575 underlying)

  • 2015 Time-Based Restricted Stock

    → Common Stock (1,325 underlying)

  • 2014 Time-Based Restricted Stock

    → Common Stock (883 underlying)
    0

  • 2013 Time-Based Restricted Stock

    → Common Stock (490 underlying)
Footnotes (14)
  • [F1]Of these shares 9,558 shares are held in Jt. Ten.
  • [F10]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
  • [F11]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
  • [F12]These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
  • [F13]Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
  • [F14]Of these restricted stock units, 1/3 vest on 1-22-2016, 1/3 vest on 1-22-2017, and 1/3 vest on 1-22-2018.
  • [F2]Includes shares purchased through the Employee Stock Purchase Plan.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  • [F4]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
  • [F5]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
  • [F6]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
  • [F7]Reflects the forfeiture of 302 Performance Based Restricted Stock Units granted but not earned in 2017.
  • [F8]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
  • [F9]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.

Documents

1 file

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

→
Entity typeother

Related Parties

1
  • filerCIK 0001608079

Filing Metadata

Form type
4
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 11:49 AM ET
Size
22.6 KB
View on SEC.gov