4//SEC Filing
Johnson Kelly J 4
Accession 0000920112-18-000026
CIK 0000920112other
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 11:51 AM ET
Size
19.7 KB
Accession
0000920112-18-000026
Insider Transaction Report
Form 4
Johnson Kelly J
EVP,Private Client Services Sr
Transactions
- Award
Common Stock
2018-01-18$47.70/sh+524$24,995→ 4,536 total - Exercise/Conversion
Common Stock
2018-01-18$54.85/sh+675$37,024→ 5,211 total - Tax Payment
2015 Performance Based Restricted Stock
2018-01-18$54.85/sh−1,050$57,593→ Common Stock (0 underlying)
Holdings
2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (729 underlying)2016 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,531 underlying)2015 Performance Based Restricted Stock
→ Common Stock (1,050 underlying)2016 Time-Based Restricted Stock
→ Common Stock (917 underlying)- 4,012
Common Stock
2017 Time-Based Restricted Stock
→ Common Stock (936 underlying)2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (468 underlying)2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (571 underlying)2015 Time-Based Restricted Stock
→ Common Stock (1,500 underlying)
Footnotes (11)
- [F1]Includes shares purchased through the Employee Stock Purchase Plan.
- [F10]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
- [F11]These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F3]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
- [F4]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F5]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
- [F6]Reflects the forfeiture of 365 Performance Based Restricted Stock Units granted but not earned in 2017.
- [F7]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
- [F8]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
- [F9]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001454860
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 11:51 AM ET
- Size
- 19.7 KB