4//SEC Filing
Johnson Kelly J 4
Accession 0000920112-18-000056
CIK 0000920112other
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 1:49 PM ET
Size
23.4 KB
Accession
0000920112-18-000056
Insider Transaction Report
Form 4
Johnson Kelly J
EVP,Private Client Services Sr
Transactions
- Exercise/Conversion
Common Stock
2018-01-20$55.50/sh+333$18,482→ 5,544 total - Exercise/Conversion
Common Stock
2018-01-19$55.50/sh+200$11,100→ 6,038 total - Tax Payment
2017 Time-Based Restricted Stock
2018-01-19$55.50/sh−312$17,316→ Common Stock (624 underlying) - Tax Payment
2016 Time-Based Restricted Stock
2018-01-19$55.50/sh−458$25,419→ Common Stock (459 underlying) - Exercise/Conversion
Common Stock
2018-01-19$55.50/sh+294$16,317→ 5,838 total - Tax Payment
2015 Time-Based Restricted Stock
2018-01-20$55.50/sh−500$27,750→ Common Stock (1,000 underlying)
Holdings
- 5,211
Common Stock
2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (468 underlying)2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (729 underlying)2017 Time-Based Restricted Stock
→ Common Stock (936 underlying)2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (571 underlying)2015 Time-Based Restricted Stock
→ Common Stock (1,500 underlying)2016 Time-Based Restricted Stock
→ Common Stock (917 underlying)2016 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,531 underlying)
Footnotes (8)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F2]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
- [F3]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F4]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
- [F5]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
- [F6]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
- [F7]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
- [F8]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001454860
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 1:49 PM ET
- Size
- 23.4 KB