4//SEC Filing
WALTER FRANK E 4
Accession 0000920112-18-000119
CIK 0000920112other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 5:26 PM ET
Size
22.3 KB
Accession
0000920112-18-000119
Insider Transaction Report
Form 4
WALTER FRANK E
EVP Commercial Banking
Transactions
- Tax Payment
2014 Time-Based Restricted Stock
2018-03-11$56.00/sh−441$24,696→ 0 total→ Common Stock (442 underlying) - Exercise/Conversion
Common Stock
2018-03-11$56.00/sh+311$17,416→ 18,576 total
Holdings
- 0
2016 Time-Based Restricted Stock
→ Common Stock (361 underlying) 2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (473 underlying)- 0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (706 underlying) - 0
2017 Time-Based Restricted Stock
→ Common Stock (517 underlying) 2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (575 underlying)2016 Performance Based Restricted Stock (1-year performance)
→ Common Stock (1,207 underlying)- 0
2014 Time-Based Restricted Stock
→ Common Stock (883 underlying) - 0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (529 underlying) 2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (387 underlying)- 18,265
Common Stock
- 0
2018 Time-Based Restricted Stock
→ Common Stock (529 underlying) - 0
2015 Time-Based Restricted Stock
→ Common Stock (883 underlying)
Footnotes (13)
- [F1]Of these shares 9,558 shares are held in Jt. Ten.
- [F10]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
- [F11]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
- [F12]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
- [F13]Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F3]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
- [F4]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
- [F5]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
- [F6]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
- [F7]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F8]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
- [F9]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001608079
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 5:26 PM ET
- Size
- 22.3 KB