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4//SEC Filing

Sloan Rodney 4

Accession 0000920112-18-000123

CIK 0000920112other
View on SEC.govCompany Profile

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 5:27 PM ET

Size

22.2 KB

Accession

0000920112-18-000123

Insider Transaction Report

Form 4
Period: 2018-03-11
HEARTLAND FINANCIAL USA INCHTLF
Sloan Rodney
EVP Chief Risk Officer
Transactions
  • Tax Payment

    2014 Time-Based Restricted Stock

    2018-03-11$56.00/sh−316$17,696→ 0 total
    → Common Stock (317 underlying)
  • Exercise/Conversion

    Common Stock

    2018-03-11$56.00/sh+220$12,320→ 5,763 total
Holdings

  • 2018 Time-Based Restricted Stock

    → Common Stock (430 underlying)
    0

  • 2017 Time-Based Restricted Stock

    → Common Stock (480 underlying)
    0

  • 2018 Performance Based Restricted Stock (3-year performance)

    → Common Stock (573 underlying)
    0

  • 2017 Performance Based Restricted Stock (1-year performance)

    → Common Stock (440 underlying)

  • 2016 Performance Based Restricted Stock (1-year performance)

    → Common Stock (1,178 underlying)

  • 2015 Time-Based Restricted Stock

    → Common Stock (633 underlying)
    0

  • 2014 Time-Based Restricted Stock

    → Common Stock (633 underlying)
    0

  • Common Stock

    5,543

  • 2016 Time-Based Restricted Stock

    → Common Stock (353 underlying)
    0

  • 2016 Performance Based Restricted Stock (3-year performance)

    → Common Stock (561 underlying)

  • 2018 Performance Based Restricted Stock (1-year performance)

    → Common Stock (430 underlying)
    0

  • 2017 Performance Based Restricted Stock (3-year performance)

    → Common Stock (360 underlying)
Footnotes (13)
  • [F1]These shares are held as Jt. Ten.
  • [F10]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
  • [F11]These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
  • [F12]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
  • [F13]Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  • [F3]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
  • [F4]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
  • [F5]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
  • [F6]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
  • [F7]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
  • [F8]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
  • [F9]Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.

Documents

1 file

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

→
Entity typeother

Related Parties

1
  • filerCIK 0001381317

Filing Metadata

Form type
4
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 5:27 PM ET
Size
22.2 KB
View on SEC.gov