Saylor Kurt 4

4 · HEARTLAND FINANCIAL USA INC · Filed Dec 4, 2018

Form 4

Period: 2018-12-03

Director

Transactions

Sale
Common Stock
2018-12-03$55.00/sh−162$8,910→ 118,120 total(indirect: By Trust)
Sale
Common Stock
2018-12-03$54.25/sh−850$46,111→ 47,659 total(indirect: By Trust)
Sale
Common Stock
2018-12-03$55.00/sh−64$3,520→ 47,025 total(indirect: By Trust)
Sale
Common Stock
2018-12-03$54.44/sh−570$31,032→ 47,089 total(indirect: By Trust)
Sale
Common Stock
2018-12-03$54.25/sh−2,150$116,633→ 119,712 total(indirect: By Trust)
Sale
Common Stock
2018-12-03$54.44/sh−1,430$77,853→ 118,282 total(indirect: By Trust)

Holdings

Common Stock
(indirect: By Trust)
121,862
Common Stock
0
2018 Director Restricted Stock Units (retainer)
→ Common Stock (460 underlying)
0
Common Stock
(indirect: By Trust)
48,509
2018 Director Restricted Stock Units
→ Common Stock (1,235 underlying)
0

Footnotes (6)

[F1]These shares are held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee.
[F2]Shares sold pursuant to 10b5-1 Plan effective November 12, 2018
[F3]These shares are held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee.
[F4]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F5]These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
[F6]HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation

Documents

1 file