4//SEC Filing
Sloan Rodney 4
Accession 0000920112-19-000083
CIK 0000920112other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 7:02 PM ET
Size
19.7 KB
Accession
0000920112-19-000083
Insider Transaction Report
Form 4
Sloan Rodney
EVP Chief Risk Officer
Transactions
- Exercise/Conversion
Common Stock
2019-03-11$45.77/sh+220$10,069→ 7,424 total - Exercise/Conversion
2014 Time-Based Restricted Stock
2019-03-11$45.77/sh−317$14,509→ 0 total→ Common Stock (0 underlying)
Holdings
- 0
2018 Time-Based Restricted Stock
→ Common Stock (287 underlying) - 0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (573 underlying) - 0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (97 underlying) - 0
2017 Time-Based Restricted Stock
→ Common Stock (240 underlying) - 7,204
Common Stock
2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (439 underlying)- 0
2014 Time-Based Restricted Stock
→ Common Stock (317 underlying) - 0
2015 Time-Based Restricted Stock
→ Common Stock (317 underlying) 2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (360 underlying)2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (561 underlying)
Footnotes (12)
- [F1]These shares are held as Jt. Ten.
- [F10]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
- [F11]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
- [F12]Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F3]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
- [F4]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
- [F5]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
- [F6]Reflects the forfeiture of 333 Performance Based Restricted Stock Units granted but not earned in 2018.
- [F7]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
- [F8]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F9]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001381317
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 7:02 PM ET
- Size
- 19.7 KB