4//SEC Filing
Townsend Andrew E 4
Accession 0000920112-20-000015
CIK 0000920112other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:12 PM ET
Size
19.8 KB
Accession
0000920112-20-000015
Insider Transaction Report
Form 4
Townsend Andrew E
EVP, Chief Credit Officer
Transactions
- Award
Common Stock
2020-01-02$44.41/sh+408$18,119→ 28,439 total
Holdings
- 28,031
Common Stock
- 1,163(indirect: By 401(k))
Common Stock
- 0
2015 Time-Based Restricted Stock
→ Common Stock (417 underlying) - 0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,047 underlying) - 0
2016 Performance Based Restricted Stock (3-year performance)
→ Common Stock (0 underlying) - 0
2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (631 underlying) - 0
2017 Time-Based Restricted Stock
→ Common Stock (344 underlying) - 0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (177 underlying) - 0
2018 Time-Based Restricted Stock
→ Common Stock (523 underlying) - 0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,622 underlying) - 0
2019 Time-Based Restricted Stock
→ Common Stock (1,622 underlying) - 0
2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (516 underlying)
Footnotes (13)
- [F1]These shares are held in Jt. Ten.
- [F10]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
- [F11]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
- [F12]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- [F13]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
- [F2]Reflects shares purchased through the Employee Stock Purchase Program
- [F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F4]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
- [F5]These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
- [F6]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
- [F7]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F8]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
- [F9]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001665252
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:12 PM ET
- Size
- 19.8 KB