4//SEC Filing
FOX BRIAN 4
Accession 0000920112-20-000062
CIK 0000920112other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 5:45 PM ET
Size
15.3 KB
Accession
0000920112-20-000062
Insider Transaction Report
Form 4
FOX BRIAN
EVP, Operations
Transactions
- Sale
Common Stock
2020-03-02$42.87/sh−358$15,347→ 14,500.196 total(indirect: By Trust)
Holdings
- 918
Common Stock
- 14,858.196(indirect: By Trust)
Common Stock
- 0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (180 underlying) - 0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,066 underlying) - 2,000
Common Stock
- 0
2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (448 underlying) - 0
2018 Time-Based Restricted Stock
→ Common Stock (533 underlying) - 0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,617 underlying) - 0
2019 Time-Based Restricted Stock
→ Common Stock (1,617 underlying)
Footnotes (11)
- [F1]These shares are held in an IRA.
- [F10]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- [F11]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
- [F2]These shares participate in a Dividend Reinvestment Plan.
- [F3]These shares held by Fox Revocable Trust dated 11/19/2001, Brian J Fox and Brenda J Fox, Trustees
- [F4]Shares sold pursuant to 10b-51 Plan effective December 9,2019
- [F5]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F6]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F7]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
- [F8]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
- [F9]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001504067
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 5:45 PM ET
- Size
- 15.3 KB