4//SEC Filing
Townsend Andrew E 4
Accession 0000920112-20-000101
CIK 0000920112other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 6:13 PM ET
Size
16.1 KB
Accession
0000920112-20-000101
Insider Transaction Report
Form 4
Townsend Andrew E
EVP, Chief Credit Officer
Transactions
- Tax Payment
2017 Performance Based Restricted Stock (3-year performance)
2020-03-19$32.57/sh−217$7,068→ 217 total→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2020-03-19$32.57/sh+217$7,068→ 30,130 total
Holdings
- 29,913
Common Stock
- 184
2018 Time-Based Restricted Stock
→ Common Stock (184 underlying) - 382
2019 Time-Based Restricted Stock
→ Common Stock (382 underlying) - 0
2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (516 underlying) - 1,163(indirect: By 401(k))
Common Stock
- 0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (177 underlying) - 0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,047 underlying) - 0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,622 underlying)
Footnotes (8)
- [F1]These shares are held in Jt. Ten.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F3]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F4]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
- [F5]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
- [F6]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
- [F7]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- [F8]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001665252
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 6:13 PM ET
- Size
- 16.1 KB