4//SEC Filing
FOX BRIAN 4
Accession 0000920112-20-000103
CIK 0000920112other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 6:30 PM ET
Size
17.0 KB
Accession
0000920112-20-000103
Insider Transaction Report
Form 4
FOX BRIAN
EVP, Operations
Transactions
- Exercise/Conversion
Common Stock
2020-03-19$32.57/sh+188$6,123→ 2,556 total - Tax Payment
2017 Performance Based Restricted Stock (3-year performance)
2020-03-19$32.57/sh−188$6,123→ 188 total→ Common Stock (0 underlying)
Holdings
- 2,368
Common Stock
- 2,000
Common Stock
- 14,500.196(indirect: By Trust)
Common Stock
- 0
2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (448 underlying) - 185
2018 Time-Based Restricted Stock
→ Common Stock (185 underlying) - 0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,617 underlying) - 0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (180 underlying) - 0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,066 underlying) - 375
2019 Time-Based Restricted Stock
→ Common Stock (375 underlying)
Footnotes (10)
- [F1]These shares are held in an IRA.
- [F10]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
- [F2]These shares participate in a Dividend Reinvestment Plan.
- [F3]These shares held by Fox Revocable Trust dated 11/19/2001, Brian J Fox and Brenda J Fox, Trustees
- [F4]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F5]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F6]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
- [F7]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
- [F8]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
- [F9]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001504067
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 6:30 PM ET
- Size
- 17.0 KB