4//SEC Filing
FOX BRIAN 4
Accession 0000920112-20-000139
CIK 0000920112other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 1:32 PM ET
Size
18.0 KB
Accession
0000920112-20-000139
Insider Transaction Report
Form 4
FOX BRIAN
EVP, Operations
Transactions
- Sale
Common Stock
2020-05-01$33.02/sh−345$11,392→ 14,155.196 total(indirect: By Trust)
Holdings
- 2,000
Common Stock
- 188
2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (188 underlying) - 0
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,798 underlying) - 3,258
Common Stock
- 14,500.196(indirect: By Trust)
Common Stock
- 185
2018 Time-Based Restricted Stock
→ Common Stock (185 underlying) - 0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,617 underlying) - 0
2020 Time-Based Restricted Stock
→ Common Stock (1,799 underlying) - 0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (180 underlying) - 0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,066 underlying) - 375
2019 Time-Based Restricted Stock
→ Common Stock (375 underlying)
Footnotes (13)
- [F1]These shares are held in an IRA.
- [F10]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- [F11]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
- [F12]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
- [F13]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
- [F2]These shares participate in a Dividend Reinvestment Plan.
- [F3]These shares held by Fox Revocable Trust dated 11/19/2001, Brian J Fox and Brenda J Fox, Trustees
- [F4]Shares sold pursuant to 10b5-1 Plan effective December 9,2019
- [F5]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F6]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F7]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
- [F8]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
- [F9]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001504067
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 1:32 PM ET
- Size
- 18.0 KB