Saylor Kurt 4

4 · HEARTLAND FINANCIAL USA INC · Filed Jun 8, 2020

Form 4

Period: 2020-06-05

Director

Transactions

Exercise/Conversion
Common Stock
2020-06-05$33.93/sh+607$20,596→ 2,302 total
Exercise/Conversion
2019 Director Restriced Stock Units (retainer)
2020-06-05$33.93/sh−607$20,596→ 607 total
→ Common Stock
Exercise/Conversion
Common Stock
2020-06-05$33.93/sh+1,515$51,404→ 3,817 total
Exercise/Conversion
2019 Director Restriced Stock Units
2020-06-05$33.93/sh−1,515$51,404→ 1,515 total
→ Common Stock (0 underlying)

Holdings

Common Stock
(indirect: By Trust)
46,311
Common Stock
(indirect: By Trust)
113,095
2019 Director Restriced Stock Units (retainer)
→ Common Stock (607 underlying)
0
Common Stock
1,695
2020 Director Restricted Stock Units
→ Common Stock (150 underlying)
0
2019 Director Restriced Stock Units
→ Common Stock (1,515 underlying)
0

Footnotes (6)

[F1]These shares are held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee.
[F2]These shares are held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee.
[F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F4]These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
[F5]These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
[F6]HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation

Documents

1 file