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HEARTLAND FINANCIAL USA INC·4/A

Jun 10, 10:38 AM ET

FLYNN THOMAS L 4/A

4/A · HEARTLAND FINANCIAL USA INC · Filed Jun 10, 2020

Insider Transaction Report

Form 4/AAmended
Period: 2020-05-20
HEARTLAND FINANCIAL USA INCHTLF
FLYNN THOMAS L
Director
Transactions
  • Award

    2020 Director Restricted Stock Units

    [F4][F5][F6]
    2020-05-20$30.29/sh+3,340$101,169→ 0 total
    → Common Stock (3,340 underlying)
  • Award

    2020 Director Restricted Stock Units (retainer)

    [F4][F6][F7]
    2020-05-20$30.29/sh+720$21,809→ 0 total
    → Common Stock (720 underlying)
Holdings

  • Common Stock

    [F1]
    (indirect: By IRA)
    10,499.692

  • Common Stock

    (indirect: By Spouse)
    3,080.804

  • Common Stock

    31,227

  • Common Stock

    [F2][F3]
    37,411.195

  • 2020 Director Restricted Stock Units

    [F4][F8]
    → Common Stock (150 underlying)
    0

  • 2019 Director Restriced Stock Units

    [F4][F8]
    → Common Stock (2,352 underlying)
    0

  • 2019 Director Restriced Stock Units (retainer)

    [F4][F8][F7]
    → Common Stock (607 underlying)
    0
Footnotes (8)
  • [F1]Self directed IRA Trust
  • [F2]These shares participate in a Dividend Reinvestment Plan.
  • [F3]These shares are held as Jt. Ten.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  • [F5]Corrected calculation error.
  • [F6]These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
  • [F7]HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation
  • [F8]These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.
Signature
/s/ Thomas L. Flynn|2020-06-10

Documents

1 file
  • 4
    wf-form4a_159179991143951.xml

    FORM 4/A