4//SEC Filing
FOX BRIAN 4
Accession 0000920112-21-000006
CIK 0000920112other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 5:21 PM ET
Size
24.2 KB
Accession
0000920112-21-000006
Insider Transaction Report
Form 4
FOX BRIAN
EVP, Operations
Transactions
- Exercise/Conversion
Common Stock
2021-01-04$40.45/sh+171$6,917→ 2,286 total - Tax Payment
2019 Time-Based Restricted Stock
2021-01-04$40.45/sh−692$27,991→ 692 total→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2021-01-04$40.45/sh+115$4,652→ 2,115 total - Tax Payment
2020 Time-Based Restricted Stock
2021-01-04$40.45/sh−1,157$46,801→ 1,157 total→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2021-01-04$40.45/sh+692$27,991→ 2,978 total - Exercise/Conversion
Common Stock
2021-01-04$40.45/sh+1,157$46,801→ 4,135 total - Tax Payment
2018 Time-Based Restricted Stock
2021-01-04$40.45/sh−171$6,917→ 171 total→ Common Stock (0 underlying) - Tax Payment
2018 Performance Based Restricted Stock (1-year performance)
2021-01-04$40.54/sh−115$4,662→ 115 total→ Common Stock (0 underlying)
Holdings
- 2,000
Common Stock
- 0
2020 Time-Based Restricted Stock
→ Common Stock (1,799 underlying) - 0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (180 underlying) - 0
2019 Time-Based Restricted Stock
→ Common Stock (1,078 underlying) - 15,840.196(indirect: By Trust)
Common Stock
- 342
2018 Time-Based Restricted Stock
→ Common Stock (342 underlying)
Footnotes (10)
- [F1]These shares held by Fox Revocable Trust dated 11/19/2001, Brian J Fox and Brenda J Fox, Trustees
- [F10]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
- [F2]These shares are held in an IRA.
- [F3]The vesting of these shares was accelerated per Restricted Stock Agreement dated 3/13/2018 due to qualified retirement.
- [F4]The vesting of these shares was accelerated per Restricted Stock Agreement dated 3/19/2019 due to qualified retirement.
- [F5]The vesting of these shares was accelerated per Restricted Stock Agreement dated 3/17/2020 due to qualified retirement.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F7]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
- [F8]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
- [F9]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001504067
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 5:21 PM ET
- Size
- 24.2 KB