Orr Barry H 4

4 · HEARTLAND FINANCIAL USA INC · Filed Mar 9, 2021

Form 4

Period: 2021-03-05

Director

Transactions

Tax Payment
2019 Time-Based Restricted Stock
2021-03-05$48.88/sh−434$21,214→ 0 total
→ Common Stock (434 underlying)
Exercise/Conversion
Common Stock
2021-03-05$48.88/sh+434$21,214→ 219,249 total
Tax Payment
2020 Time-Based Restricted Stock
2021-03-05$48.88/sh−468$22,876→ 0 total
→ Common Stock (937 underlying)
Exercise/Conversion
Common Stock
2021-03-05$48.88/sh+468$22,876→ 218,815 total

Holdings

Common Stock
218,347
Common Stock
(indirect: By IRA)
15,179
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,404 underlying)
0
2020 Time-Based Restricted Stock
→ Common Stock (1,405 underlying)
0
2019 Time-Based Restricted Stock
→ Common Stock (1,303 underlying)
0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,303 underlying)
0

Footnotes (5)

[F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F2]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
[F3]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
[F4]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
[F5]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer

Documents

1 file