4//SEC Filing
Orr Barry H 4
Accession 0000920112-21-000042
CIK 0000920112other
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 3:15 PM ET
Size
16.5 KB
Accession
0000920112-21-000042
Insider Transaction Report
Form 4
Orr Barry H
Director
Transactions
- Tax Payment
2019 Time-Based Restricted Stock
2021-03-05$48.88/sh−434$21,214→ 0 total→ Common Stock (434 underlying) - Exercise/Conversion
Common Stock
2021-03-05$48.88/sh+434$21,214→ 219,249 total - Tax Payment
2020 Time-Based Restricted Stock
2021-03-05$48.88/sh−468$22,876→ 0 total→ Common Stock (937 underlying) - Exercise/Conversion
Common Stock
2021-03-05$48.88/sh+468$22,876→ 218,815 total
Holdings
- 218,347
Common Stock
- 15,179(indirect: By IRA)
Common Stock
- 0
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,404 underlying) - 0
2020 Time-Based Restricted Stock
→ Common Stock (1,405 underlying) - 0
2019 Time-Based Restricted Stock
→ Common Stock (1,303 underlying) - 0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,303 underlying)
Footnotes (5)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F2]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
- [F3]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
- [F4]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
- [F5]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001783815
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 3:15 PM ET
- Size
- 16.5 KB