4//SEC Filing
Fuller Lynn Heitz 4
Accession 0000920112-21-000046
CIK 0000920112other
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 3:59 PM ET
Size
27.6 KB
Accession
0000920112-21-000046
Insider Transaction Report
Form 4
Fuller Lynn Heitz
Retail Banking Director, SVP
Transactions
- Exercise/Conversion
Common Stock
2021-03-05$48.88/sh+132$6,452→ 12,588.822 total - Tax Payment
2018 Performance Based Restricted Stock (1-year performance)
2021-03-05$48.88/sh−657$32,114→ 0 total→ Common Stock (0 underlying) - Tax Payment
2018 Time-Based Restricted Stock
2021-03-05$48.88/sh−190$9,287→ 0 total→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2021-03-05$48.88/sh+460$22,485→ 12,456.822 total - Exercise/Conversion
Common Stock
2021-03-05$48.88/sh+254$12,416→ 12,842.822 total - Tax Payment
2020 Time-Based Restricted Stock
2021-03-05$48.88/sh−562$27,471→ 0 total→ Common Stock (1,124 underlying) - Exercise/Conversion
Common Stock
2021-03-05$48.88/sh+391$19,112→ 13,233.822 total - Tax Payment
2019 Time-Based Restricted Stock
2021-03-05$48.88/sh−365$17,841→ 0 total→ Common Stock (365 underlying)
Holdings
- 0
2020 Time-Based Restricted Stock
→ Common Stock (1,686 underlying) - 0
2019 Time-Based Restricted Stock
→ Common Stock (254 underlying) - 0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,096 underlying) - 0
2018 Time-Based Restricted Stock
→ Common Stock (133 underlying) - 0
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,686 underlying) - 0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (657 underlying) - 11,996.822
Common Stock
- 0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (761 underlying) - 73,081(indirect: By Trust)
Common Stock
Footnotes (9)
- [F1]Of these shares 2,143.8223 are held in Jt. Ten.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F3]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
- [F4]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
- [F5]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
- [F6]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- [F7]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
- [F8]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
- [F9]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001644277
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 3:59 PM ET
- Size
- 27.6 KB