4/A//SEC Filing
FULLER LYNN B 4/A
Accession 0000920112-21-000070
CIK 0000920112other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 5:33 PM ET
Size
21.7 KB
Accession
0000920112-21-000070
Insider Transaction Report
Form 4/AAmended
FULLER LYNN B
DirectorPresident & CEO
Transactions
- Tax Payment
2018 Performance Based Restricted Stock (3-year performance)
2021-03-16$52.06/sh−3,412$177,629→ 0 total→ Common Stock (0 underlying) - Gift
Common Stock
2021-03-17−137,338→ 142,774 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2021-03-16$52.06/sh+2,376$123,695→ 280,112 total(indirect: By Trust)
Holdings
- 0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (4,398 underlying) - 0
2020 Time-Based Restricted Stock
→ Common Stock (4,946 underlying) - 0
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (4,946 underlying) - 5,000(indirect: By Trust)
Common Stock
- 12,188(indirect: HTLF Retirement Plan)
Common Stock
- 277,736(indirect: By Trust)
Common Stock
- 92,669(indirect: By Trust)
Common Stock
- 254,258(indirect: Family II LLLP)
Common Stock
- 313,180(indirect: Family LLLP)
Common Stock
- 0
2019 Time-Based Restricted Stock
→ Common Stock (2,932 underlying) - 0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (3,056 underlying)
Footnotes (10)
- [F1]These shares are held by Lynn B. Fuller Trust Under Agreement dated 5-7-96, Lynn B. Fuller Trustee
- [F10]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
- [F2]These shares are held by LBF Heartland Partnership LLLC - Lynn B Fuller is the General Partner. Wife and two (2) adult sons are Limited Partners.
- [F3]These shares are held by Cynthia A Fuller Declaration of Trust under agreement dated 7/2/2015, Cynthia A Fuller, Trustee
- [F4]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protectin Act of 2006.
- [F5]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F6]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
- [F7]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
- [F8]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- [F9]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001184324
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 5:33 PM ET
- Size
- 21.7 KB