Fuller Lynn Heitz 4

4 · HEARTLAND FINANCIAL USA INC · Filed Mar 18, 2021

Form 4

Period: 2021-03-16

Retail Banking Director, SVP

Transactions

Award
2021 Performance Based Restricted Stock (3-year performance)
2021-03-16$52.26/sh+2,249$117,533→ 0 total
→ Common Stock (2,249 underlying)
Award
2021 Time-Based Restricted Stock
2021-03-16$52.26/sh+1,499$78,338→ 0 total
→ Common Stock (1,499 underlying)

Holdings

2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,096 underlying)
0
Common Stock
13,824.822
2021 Time-Based Restricted Stock
→ Common Stock (0 underlying)
0
2020 Time-Based Restricted Stock
→ Common Stock (0 underlying)
0
2019 Time-Based Restricted Stock
→ Common Stock (365 underlying)
0
Common Stock
(indirect: By Trust)
210,419
2021 Performance Based Restricted Stock (3-year performance)
→ Common Stock (0 underlying)
0
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,686 underlying)
0

Footnotes (8)

[F1]Of these shares 2,143.8223 are held in Jt. Ten.
[F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F3]Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
[F4]These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
[F5]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
[F6]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
[F7]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
[F8]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer

Documents

1 file