4//SEC Filing
Orr Barry H 4
Accession 0000920112-21-000153
CIK 0000920112other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 4:17 PM ET
Size
26.5 KB
Accession
0000920112-21-000153
Insider Transaction Report
Form 4
Orr Barry H
Director
Transactions
- Exercise/Conversion
Common Stock
2021-04-01$50.26/sh+434$21,813→ 219,683 total - Award
2021 Director Restricted Stock Units
2021-05-19$50.01/sh+1,200$60,012→ 0 total→ Common Stock (1,200 underlying) - Tax Payment
2019 Time-Based Restricted Stock
2021-05-19$50.26/sh−434$21,813→ 434 total→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2021-04-01$50.26/sh+1,040$52,270→ 221,660 total - Tax Payment
2021 Time-Based Restricted Stock
2021-05-19$50.26/sh−1,040$52,270→ 1,040 total→ Common Stock (0 underlying) - Tax Payment
2020 Time-Based Restricted Stock
2021-05-19$50.26/sh−937$47,094→ 937 total→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2021-04-01$50.26/sh+937$47,094→ 220,620 total
Holdings
- 0
2021 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,561 underlying) - 0
2020 Time-Based Restricted Stock
→ Common Stock (1,405 underlying) - 0
2019 Time-Based Restricted Stock
→ Common Stock (434 underlying) - 219,249
Common Stock
- 15,179(indirect: By IRA)
Common Stock
- 0
2021 Time-Based Restricted Stock
→ Common Stock (1,040 underlying) - 0
2021 Director Restricted Stock Units
→ Common Stock (0 underlying) - 0
2020 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,404 underlying) - 0
2019 Performance Based Restricted Stock (3-year performance)
→ Common Stock (1,303 underlying)
Footnotes (10)
- [F1]The vesting of these shares was accelerated per Restricted Stock Agreement due to qualified employee retirement.
- [F10]These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F3]Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
- [F4]These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
- [F5]These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
- [F6]Became non-employee director effective 4-1-2021 following retirement.
- [F7]Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
- [F8]These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
- [F9]Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001783815
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 4:17 PM ET
- Size
- 26.5 KB